An SRO member stands or falls on a working AML framework. We design one that satisfies your SRO at admission and holds up through every subsequent supervisory cycle.
What we design
- AML policy and procedures — drafted around your actual products and client base, delivered with an AML workshop for your team.
- Risk assessment — customer, product, channel and geography risk, with a defensible methodology.
- KYC / onboarding — customer due diligence, enhanced due diligence triggers, and beneficial-owner identification aligned with Swiss standards.
- Transaction monitoring — rules and tooling proportionate to your flows.
- Internal controls — the checks, roles and escalation paths a supervisor expects to see.
The people around it
We help you select and appoint the mandatory roles: an external AML officer (MLRO), who can be outsourced, and a local external AML auditor. The framework goes live with your MLRO and KYC tooling once membership is granted.