SRO admission is a documentation exercise as much as a legal one. We prepare the full pack, written to the standard your SRO reviews against.
The document set
- AML manual and internal policies and procedures
- Business plan — short, focused, and matched to your regulatory perimeter
- Organisational chart and governance description
- Outsourcing agreements — MLRO, audit, accounting and IT arrangements
- Business model description covering products, clients and flows
Everything is drafted to be internally consistent — the business plan, org chart and AML framework tell one coherent story, which is exactly what a reviewer looks for.